Ig H chain (IgH) allelic exclusion remains a puzzling topic. Here, we address the following question: Do phenotypic IgH allelically included cells exist in normal mice and, if so, at what frequency? Sorted cells from heterozygous mice were evaluated for the expression of both IgM allotypes by double intracytoplasmic stainings. Dual expressors were found at a frequency of 1 in 104 splenic B cells. These data were confirmed by direct sequencing of IgH-rearranged alleles obtained after single cell (or clone) PCR on dual expressors. Typically, these cells have one rearranged J558 VH whereas, in the other allele, a D-proximal VH gene is used. Interestingly, dual expressors have rearranged IgH alleles with similar CDR3 lengths. These results show that, in contrast to the κ L chain and the TCR β-chain, IgH allelic exclusion is the result of an extremely stringent mechanism. We discuss two non-mutually exclusive scenarios for the origin of IgH dual expressors: 1) IgH allelically included cells arise when the first allele to rearrange productively is unable to form a pre-BCR; dual expressors could be a subset of this population in which, upon conventional L chain rearrangement, both IgH are expressed at the surface; and 2) synchronous rearrangement of the IgH alleles.

In all studied vertebrates, B lymphocytes are known to express only one of the Ig H chain (IgH)3 alleles, a phenomenon called allelic exclusion (1). This is also the case for Ig κ (2) and λ L chain genes, which, in addition, show isotypic exclusion (3) (as a general rule, either κ or λ is expressed but not both). Furthermore, the λ L chain undergoes subtypic exclusion (4). Altogether, these mechanisms ensure lymphocyte receptor monospecificity, a requisite for cells to function as the selective units of the immune system.

Several models have been proposed to explain allelic exclusion ever since it was first observed. The mainstream model relies on two key observations: 1) mature B cells carrying two productive VHDJH alleles (VHDJH+/VHDJH+) are rare (5, 6); 2) in mice carrying one wild-type IgH allele and another in which the membrane exon has been mutated by homologous recombination, allelic exclusion is incomplete (7). In other words, both alleles are thought to rearrange until the first to achieve a productive rearrangement expresses the corresponding protein in the membrane, signaling the shutdown of further somatic recombination in the locus.

In the last few years, it has been shown that the assembly of the pre-B cell receptor (pre-BCR), composed of a μ-chain and of two invariant chains, λ5 and Vpre B (8, 9), is required to achieve IgH allelic exclusion during early B cell development (10).

Despite these recent findings, two questions remain unanswered: 1) What are the intermediate steps from the pre-BCR assembly to the loss of somatic recombination at the IgH locus? and 2) What is the extent of phenotypic IgH allelic exclusion? In the present study we focus on the latter question.

H chain phenotypic allelic inclusion has been described in BCR transgenic (11, 12) and gene-targeted animals (13), but it is presently not consensual whether IgH dual expressors (DEs) in normal mice can be detected and, if so, at what frequency. In an attempt to clarify this issue, we evaluated how tight allelic exclusion is and tried, by looking at the eventual exceptions, to gain insights into this mechanism.

We show that IgH DEs are present in normal mice at a frequency in the order of 1 in 104 splenic IgM+ B cells. Single cell (or clonal) analysis of the rearranged loci in DEs showed that we were, indeed, detecting truly allelically included cells at the genetic and phenotypic levels. The analysis of these rearrangements revealed that most cells carry a D-distal VH (notably of the J558 family), whereas the other allele is often a DH-proximal one. Interestingly, whereas the complementarity-determining region (CDR) 3 length in the population of DEs can be very heterogeneous, both IgH alleles for each of these cells tend to have a similar CDR3 length. These results show that phenotypic IgH allelic inclusion is extremely rare. We discuss two non-mutually exclusive hypotheses to explain the origin of IgH DE B cells in normal mice

C57BL/6 and BALB/c animals were purchased from Iffa-Credo (L’Arbresle, France) and crossed in SPF-barrier-free conditions at the Pasteur Institute animal facilities. BC8 and CB20 congenic strains were crossed with C57BL/6 and BALB/c animals, respectively. Animals used in experiments were between 4 and 12 wk old.

Abs used for FACS stainings and cell sorting were the following : FITC anti-IgMa (clone DS-1), PE anti-B220, anti-IgMb (clone AF6-78), biotin anti-B220, and streptavidin cychrome tricolor (all from PharMingen, San Diego, CA). For each animal, >107 spleen cells were stained. Cells were isolated in a FACStarPlus cell sorter (Becton Dickinson Immunocytochemistry Systems, Sunnyvale, CA). Dead cells in sorted samples were scored by propidium iodide (PI) and/or trypan blue exclusion. Fluorescence was measured with a FACScan flow cytometer (Becton Dickinson) using the Cell Quest 3.1 software (Becton Dickinson).

Sorted dual (B220+IgMa+IgMb+) or single (B220+ IgM+) expressors were cultured at 37°C in an atmosphere of 5% CO2 for 4 or 5 days in OptiMEM (Life Technologies, Rockville, MD) medium supplemented with 10% FCS, 25 μg/ml LPS (Difco, Detroit, MI), 50 mM 2-ME, 50 U/ml penicillin-streptomycin in the presence of a feeder layer of 3000 rad irradiated S17 stromal cells. For limiting dilution conditions, cells were plated at 3, 1, 0.3, and 0.1 cells/well. Ninety-six replicates were plated for each cell concentration.

Cells were cultured for 4 or 5 days and then fixed in 95% ethanol on slides according to standard procedures and incubated with FITC anti-mouse IgMa and biotin anti-mouse IgMb revealed by streptavidin-conjugated Texas Red (Southern Biotechnology Associates, Birmingham, AL). On an Axiophot Zeiss (Oberkochen, Germany) fluorescence microscope, we analyzed 0.05% p-phenylenediamine-buffered glycerol-mounted slides. For the estimation of the DE frequency in LPS cultures 103-2 × 104 splenocytes (per animal) were sorted as B220+IgMa+IgMb+. Background was standardized by staining cells from homozygous mice with both Abs. After culture, a minimum of 350 cells was scored per animal, and the total number of cells analyzed was >15,000. The number of cells analyzed from cultures of splenocytes sorted as B220+ cells was >5,000.

The %DEin vivo was calculated based on the frequency of ex vivo stained splenic cells in the dual DE gate (%DEsort) and on the frequency of DE in cultures of LPS-stimulated splenocytes sorted as DE (DEcult), as estimated by intracytoplasmic stainings. Formally, %DEin vivo = DEsort × DEcult × (fsing + 2 × fdoub) × (100 − % dead cells in DEsort) × (1/DEpopf)/100, where fsing (fdoub) is the fraction of singlets (doublets) in the DE-sorted cells and DEpopf is the fraction of the DE population FACS profile distribution included in the DE gate. fsing and fdoub were estimated by analyzing cells on the microscope after sorting; the theoretical DE population distribution in the FACS profile was calculated from the distributions of IgMa+ and IgMb+ single expressors, assuming that both alleles contribute equally for the membrane IgM density (13), similar to that of single expressors; dead cells are estimated by PI staining; since, in all experiments, (fsing + 2 × fdoub) × (100 − % dead cells in DEsort)/100 × (1/DEpopf) was estimated to be < 2, in Table I %DEin vivo %DEsort × DEcult.

Table I.

Estimated in vivo frequency of IgH DE based on intracytoplasmic staining data from 4- to 5-day LPS cultures of B6CF1 splenocytes sorted ex vivo as B220+IgMa+ IgMb+ cellsa

% DEsort ± SD% DEcult ± SD% DEin vivo ± SD
B6CF1b 0.9 1.7 ± 1.1c 0.02 
 1.2 1.4 ± 2.2 0.02 
 2.7 0.4 0.01 
 1.8 1.1 0.02 
 1.9 1.4 0.03 
 1.7 0.0 0.00 
 1.7 1.7 0.03 
    
Mean± SD 1.7 ± 0.6 1.1 ± 0.7d 0.02 ± 0.01 
% DEsort ± SD% DEcult ± SD% DEin vivo ± SD
B6CF1b 0.9 1.7 ± 1.1c 0.02 
 1.2 1.4 ± 2.2 0.02 
 2.7 0.4 0.01 
 1.8 1.1 0.02 
 1.9 1.4 0.03 
 1.7 0.0 0.00 
 1.7 1.7 0.03 
    
Mean± SD 1.7 ± 0.6 1.1 ± 0.7d 0.02 ± 0.01 
a

Results for B6CF1 animals were pooled from three independent experiments. See Materials and Methods for details.

b

Mice were analyzed individually.

c

SD for % DEcult in independent cultures of cells sorted from the same animal.

d

This mean is significantly different (p < 0.001) in a one-tailed t test from the mean (0.02%) of DE in control cultures of B220+-sorted cells (>5000 cells scored from five B6CF1 animals).

Supernatants from limiting dilution cultures were tested for the presence of IgM at day 10 of culture. Briefly, 96-well flat-bottom microtiter plates were coated overnight at 4°C at a concentration of 5 μg/ml with goat anti-total mouse μ-chain (Sigma, St. Louis, MO), anti-IgMa (RS3.1), or anti-IgMb (MB86). After blocking for 2 h with 1% BSA in PBS, wells were incubated with culture supernatants for 3 h at 37°C. Anti-μ HRP-labeled Ab (Jackson ImmunoResearch Immunotech, France) was then added, and plates were incubated for another hour at 37°C. Bound Abs were revealed with 2,2′-azino-bis(ethylbenzthiazoline-6-sulfonic acid (Sigma) in 50 mM phosphate citrate buffer containing 0.03% sodium perborate (Sigma). The absorbency was determined at 405/620 nm with an ELISA plate reader (Dynatech MR5000, Chantilly, VA). Washes between incubations were done with 0.1% Tween 20 in PBS. A well was considered to be positive when the absorbency measured was greater than the mean of the background plus three times the SD of the mean. Background staining for both anti-allotypic Abs was determined by repeating the ELISA reaction with sera from IgMa or IgMb mice.

DE double-sorted cells were diluted in 5% glucose and picked individually into Terasaky plates under a magnifying lens with a heat-extended capillar connected to a mouth piece. Alternatively, cells double sorted as DEs were set in limiting dilution conditions as previously described, the resulting clones being picked individually from Terasaky plates. In both cases, (VH)DJH rearrangements were amplified as previously described (6), with minor modifications. After a preliminary study, it was shown that the 5′ VH primers that would account for most rearrangements were: VHA, 5′-GCGAAGCTTARGCCTGGGRCTTCAGTGAAG-3′; VHB, 5′-GCGAAGCTTCTCACAGAGCCTGTCCATCAC-3′; VHE, 5′-GCGAAGCTTGTGGAGTCTGGGGGAGGCTTA-3′; and VHF, 5′-GCGAAGCTTWCTGGAGGAGGCTTGGTGCAA-3′.

Only these VH primers were used in this analysis. The DJH-specific primers were: Q52, 5′-ACGTCGACGCGGACGACCACAGTGCAACTG-3′; and DFS, 5′-ACGTCGACTTTTGTSAAGGGATCTACTACTGT-3′. The Dye Terminator Sequencing (Perkin-Elmer, CA) kit was used to determine the sequence of (VH)DJH Gene Clean II Kit (Bio101, Vista, CA) purified PCR fragments, according to the instructions of the manufacturers. Sequences were obtained in a ABI 370A DNA sequencer (Applied Biosystems, Foster City, CA). The efficiency of amplification of a single allele was 0.28 when single cells were used and 0.50–0.75 (depending on the experiment) when clones were used. VH families were determined by BLAST search using partial VH sequences.

To estimate the frequency of DEs in mature B cells, we took advantage of the IgH allotypic difference between C57BL/6 and BALB/c mice. As a first attempt to determine this frequency, splenocytes from C57BL/6 × BALB/c animals (B6CF1) were sorted as IgMa+IgMb+B220+ (Fig. 1,A). When the purity of the sorted population was evaluated, it became clear that the proportion of single expressors was still high (Fig. 1,B). To understand the failure in obtaining a pure population of DEs, 1:1 mixtures of BALB/c and C57BL/6 spleen cell populations that lack by definition IgMa+IgMb+ cells were analyzed. Fig. 1 C shows the results of flow cytometry analysis in which the frequency in the DE gate is plotted against the FSC-H. As the upper limit of the forward scatter (FSC-H) increases, single IgMa/single IgMb doublets and other aggregates of more than two cells start being included in the analysis, which could explain the increase in the putative DE frequency as a function of FSC-H, observed with both B6CF1 and a 1:1 mixture of splenocytes. On the other hand, the increased frequency of putative DEs in B6CF1 cells as compared with that of the BALB/c and C57BL/6 cells mixture could be due to: 1) doublets that would be in higher frequency in the B6CF1 suspension because cells came from the same tissue; 2) nonspecific binding of serum IgM to the surface of B lymphocytes; and 3) presence of real DEs.

FIGURE 1.

A, Representative FACS profile of anti-IgMa anti-IgMb stained splenocytes (gated on the B220+) from C57BL/6 × BALB/c (B6CF1) animals. The decision where to put the gate for putative DEs was a compromise between including a large proportion of these cells according to the theoretical distribution and minimizing contamination from single expressors. B, Typical analysis of the purity of cells sorted as DEs (DE gate). Dead cells (<5%) were eliminated by PI exclusion. C, Frequency of putative DEs as a function of the FSC gate upper limit in B6CF1 splenocytes (n = 3) and in a 1:1 mixture of BALB/c and C57BL/6 splenocytes.

FIGURE 1.

A, Representative FACS profile of anti-IgMa anti-IgMb stained splenocytes (gated on the B220+) from C57BL/6 × BALB/c (B6CF1) animals. The decision where to put the gate for putative DEs was a compromise between including a large proportion of these cells according to the theoretical distribution and minimizing contamination from single expressors. B, Typical analysis of the purity of cells sorted as DEs (DE gate). Dead cells (<5%) were eliminated by PI exclusion. C, Frequency of putative DEs as a function of the FSC gate upper limit in B6CF1 splenocytes (n = 3) and in a 1:1 mixture of BALB/c and C57BL/6 splenocytes.

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To overcome these problems, we reevaluated the single or double IgM expression in the sorted population after in vitro stimulation with LPS in bulk cultures. At day 4 of culture, double-color intracytoplasmic stainings were performed, and cells were analyzed in a fluorescence microscope. DEs could be readily distinguished from single expressing cells (Fig. 2), and the results for B6CF1 splenocytes pooled from three independent experiments are shown in Table I. The initial percentage of B220+IgM+ in the DE gate (%DEsort) was then corrected by the frequency of DEs in culture (%DEcult) based on the intracytoplasmic stainings (see Table I and Materials and Methods). We found that the frequency of phenotypic IgH allelically included cells in normal mice is in the order of 1 in 104 IgM+ splenic B cells. Finally, in a single independent experiment, IgH heterozygous mice with the C57BL/6 (C57BL/6 × BC8) or BALB/c (BALB/c × CB20) backgrounds were directly compared. We found that the frequency of DEs is not statistically different in these two strains, showing no influence of the mouse strain genetic background in this trait.

FIGURE 2.

Typical microscopic field from intracytoplasmic IgMaIgMb-stained 4- to 5-day cultures of B6CF1 splenocytes, previously sorted as dual IgM expressors. Green cells (fluorescein-labeled) are IgMa single producers, red cells (PE-labeled) are IgMb single producers, and DEs appear as yellow cells.

FIGURE 2.

Typical microscopic field from intracytoplasmic IgMaIgMb-stained 4- to 5-day cultures of B6CF1 splenocytes, previously sorted as dual IgM expressors. Green cells (fluorescein-labeled) are IgMa single producers, red cells (PE-labeled) are IgMb single producers, and DEs appear as yellow cells.

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It has been suggested that the frequency of an Ag responding cell with a particular reactivity is in the order of 1 in 104. Thus, it could be argued that, instead of DE cells, we were detecting IgMa or IgMb single expressors reacting with a given epitope on the anti-IgMb or anti-IgMa Abs, respectively. It follows that the formal demonstration that the cells we define as DEs are really phenotypic allelically included relies on the analysis of VHDJH rearrangements. After sorting, single expressors still account for more than 90% of cells in the population sorted as IgMa+IgMb+, as shown in Table I. Therefore, to characterize rearrangements at the single cell level, further enrichment was necessary. Sorted cells were expanded by LPS stimulation for 3.5 days, stained, and subjected to a second round of cell sorting. Fig. 3 shows the correspondent dot plots at each step. The frequency of cells in the DE gate after sorting and culture was 6.8 ± 0.4 for cells previously sorted as DEs and 1.3 ± 0.2 for cells sorted as B220+ (in three independent experiments). The value of 6.8% is above the one found by intracytoplasmic staining and is likely to be an overestimation (see below). Nevertheless, it suggested that, by two consecutive sortings, enrichment for DEs could be achieved. As seen in Fig. 3 B, cells initially sorted as DEs using a broad gate resolve into three major populations of single IgMa, IgMb, and DEs. The DE population has a diagonal shape (representing around 1.5% of the cells, which is consistent with the data from intracytoplasmic stainings), indicating that cells with different levels of expression for both alleles, if they are present after the first sorting, represent a minority.

FIGURE 3.

Double sorting procedure for DE enrichment. FACS profiles of IgMaIgMbB220-stained lymphocytes (gated on the B220+) and respective analysis of the purity of cells sorted as B220+IgM+ (left) or B220+IgMa+IgMb+ (right); dead cells in the sorted populations were eliminated by PI exclusion and were <5%. A, Ex vivo-stained B6CF1 splenocytes; (B) 3.5 days LPS-stimulated culture FACS profiles of cells previously sorted as B220+IgM+ (left) or B220+IgM a+IgMb+ (right).

FIGURE 3.

Double sorting procedure for DE enrichment. FACS profiles of IgMaIgMbB220-stained lymphocytes (gated on the B220+) and respective analysis of the purity of cells sorted as B220+IgM+ (left) or B220+IgMa+IgMb+ (right); dead cells in the sorted populations were eliminated by PI exclusion and were <5%. A, Ex vivo-stained B6CF1 splenocytes; (B) 3.5 days LPS-stimulated culture FACS profiles of cells previously sorted as B220+IgM+ (left) or B220+IgM a+IgMb+ (right).

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To confirm the enrichment for DEs, cells that were submitted to a second round of sorting (this time using a gate stricter than the DE gate) were LPS stimulated under limiting dilution conditions, and 5 days later supernatants from individual wells were tested by ELISA for the presence of IgMa and IgMb (immediately after sorting microscopic inspection showed a frequency of doublets below 10%). Forty-five percent of tested IgM+ supernatants were positive for both IgMa and IgMb; likewise, when cells double sorted as DEs were set again in culture for 2 additional days and then intracytoplasmic stained, 39% of the cells expressed both alleles. This result confirmed that enrichment for DEs had been achieved and that the frequency of 6.8% in the DE gate is, at least, a 2-fold overestimation.

The estimation of the frequency of DEs was based on the postulate that dual and single expressors respond equally to LPS stimulation. We, therefore, directly assessed the frequency of LPS responders and the clonal size after double sorting of B220+IgM+ and B220+ IgMa+IgMb+ cells. The frequency of DE responders was found to be 1 in 1.5 cells, similar to the one of single expressors (1 in 1.5). This frequency was 30% lower than that of the respective starting populations after one round of sorting, found to be 1 in 1 (14). This is probably due to the fact that, when cells were sorted for the second time, they were less able to proliferate than ex vivo sorted cells, because they had already been in culture for 3.5 days. Clone size of LPS-stimulated cells from both double sorted populations was analyzed by seeding one cell per well in Terasaky plates and scoring numbers of cells from each clone after 4 days. No statistically significant differences were observed since the clone size was 31.5 ± 24.9 and 33.0 ± 27.5 for dual and single expressor populations, respectively, in more than 50 clones scored for each population.

The results described above prompted us to characterize the VHDJH rearrangements on cells from the population double sorted as DE. IgH-rearranged alleles were PCR amplified directly from micromanipulated double sorted single cells or from double sorted derived clones that were cultured in limiting dilution conditions. The set of primers used recognizes all DHJH, and the majority of VHDJH rearrangements with VH genes from the 7183, Q52, S107, X24, 3660, J606, MRL-DNA4, and J558 murine VH families and were previously described (6). Amplified products were sequenced directly. Even if technical limitations did not allow the detection of both rearrangements in many cells, the analysis of the simple VHDJH sequences already suggested that, although not pure, the population double sorted as IgH DEs had a high frequency of real DEs. Phenotypic allelically included cells have necessarily two VHDJH+ rearrangements, whereas single producers can be VHDJH+/VHDJH or VHDJH+/DJH. For any given VH family, VHDJH+ alleles should have identical chances to be PCR amplified over VHDJH alleles. The finding that 8 out of 11 VHDJH sequences with D-proximal VH (Q52 and 7183) were VHDJH+ and that all 23 VHDJH with VH other than D-proximal ones were VHDJH+, can be explained only if a large proportion of cells in the population double sorted as IgMa+IgMb+ were VHDJH+/VHDJH+ (in a population of single expressors, considering all VHDJH, 30% are expected to be VHDJH).

The formal demonstration that we were dealing with genetic and phenotypic allelically included cells comes from the observation, shown in Table II, that 13 out of the 22 cells (clones) double sorted as DEs, for which both alleles were successfully amplified by PCR, are allelically included at the genetic level, i.e., they carry two productive VHDJH rearrangements (the remaining cells were 5 VHDJH+/VHDJH and 4 VHDJH+/DJH). The fact that we found 9 single expressors out of 22 cells (41%) after a second sorting for DEs rules out the possibility that, once in culture after the first sorting, DEs would down-regulate one of the alleles and become phenotypic allelically excluded.

Table II.

Sequence analysis of alleles from VHDJH+/VHDJH+ isolated as dual expressors from five B6CF1 animals

CellVHDHRFaJHCDR3b
      
CellVHDHRFaJHCDR3b
      
a

RF designates the DH reading frame.

b

The CDR3 is defined starting at the cysteine at position 92 (Ref. 15) and ending at the JH5′ invariant Trp. N and P additions are in bold and underlined. Nucleotides that can be assigned to either DH or JH segments were arbitrarily placed under JH segments. DH sequences were assigned to published DH segments (Ref. 16), if there was homology of at least five nucleotides.

In the double-sorted population, there is a close agreement between the DE frequency estimation based on intracytoplasmic staining, on ELISA, and on the description of IgH rearrangements (39%, 45%, and 59%, respectively). Altogether, these results consolidate our estimation of the in vivo double expressor frequency.

The VH usage in DEs is summarized in Table II. A J558 VH is typically used in one of the alleles whereas in the other allele any VH can be used, including D-proximal VH in six of the cells.

With respect to N and P additions and D element usage, DEs do not appear to have any particular feature. However, 3 (possibly only 2) out of the 19 alleles (16%; possibly only 11%) for which a D element reading frame (RF) can be assigned use RF2, which suggests an increase in the usage of this RF, which is around 3% immature lymphocytes (17, 18), although a larger sample would be of interest here. The bias for JH4 usage is likely to result from a technical artifact since PCR products from rearrangements using JH4 are smaller and thus easier to amplify. Interestingly, whereas the CDR3 length (in base pairs) can be very heterogeneous (43.4 ± 6.2), IgH alleles from the same cell tend to have a similar CDR3 size, which is illustrated by the CDR3 length correlation that was found for the pairs of VHDJH+/VHDJH+ (Fig. 4).

FIGURE 4.

CDR3 length correlation plot. The number of bases is counted starting at the codon for 3′ VH cysteine at position 92 (15 ) and ending at the 5′ JH invariant Trp. For each cell, the shorter CDR3 is arbitrarily plotted in the y-axis and the longer CDR3 in the x-axis. The coefficient of determination (r2) ranges from 0 (for lack of association) to 1 (for perfect association).

FIGURE 4.

CDR3 length correlation plot. The number of bases is counted starting at the codon for 3′ VH cysteine at position 92 (15 ) and ending at the 5′ JH invariant Trp. For each cell, the shorter CDR3 is arbitrarily plotted in the y-axis and the longer CDR3 in the x-axis. The coefficient of determination (r2) ranges from 0 (for lack of association) to 1 (for perfect association).

Close modal

To our knowledge, the experiments presented here provide the first consistent effort to determine the frequency and characterize phenotypic IgH allelically included cells in a genetically nonmanipulated animal model. Here, we show that IgH DEs are in the order of 1 in 104 of IgM+ splenic B cells. This result was based on intracytoplasmic staining of cells, previously sorted as DEs, that were then stimulated with LPS. Given the nature of this technique and the criteria that we used to score a cell as DE, this result should be considered as a minimal estimate. On the other hand, the estimation obtained by FACS analysis of similar cultures was about 6-fold higher and should be considered as an overestimation. This is due to the fact that by FACS analysis we are reiterating all the sources of artifact that influenced the first sorting. Furthermore, even when DE-sorted cultures are resorted using a DE gate stricter than the one that gives 6.8%, the frequency of real DEs is still below 50%, as judged by three independent methods. It should be noticed that, by intracytoplasmic staining of LPS-stimulated splenocytes, Kitamura and Rajewsky (7) found a frequency of 0.3% for IgH DEs. Assuming that 1.7% of IgM+ splenocytes are initially sorted as DEs and that the DE gate covers >50% of the theoretic DE distribution (see Materials and Methods), Kitamura and Rajewsky’s estimation would imply a DE frequency of >8.8% in cultures of these cells. This was not observed, and the discrepancy could be explained by differences in the criteria used to score a cell as DE by intracytoplasmic staining. Our findings are consistent with the notion that IgH allelic exclusion is an extremely tightly regulated mechanism, even when compared with that of other Ag receptor genes known to be stringently phenotypically excluded, such as the TCR β (19, 20) and δ (21) chains and the Ig κ (2, 22, 23, 24) and λ (4) L chains.

The finding that phenotypic allelically included cells do exist but are kept at very low frequencies raises some questions concerning the selective pressures that shaped allelic exclusion. It is now clear that allelically included cells can go through B cell development and mature (our unpublished observations; Ref. 13). Nevertheless, one question remains: would the vertebrate immune system be less efficient if a high proportion of cells would be allelically included? Assuming that the probability of negative selection of a newly formed lymphocyte (p) is a function of the number of receptors the cell can display (for example, if p for IgH single expressors is x, for IgH DEs it will be 2×), negative selection would be more severe on a DE population. However, in terms of the efficiency of lymphocyte output and in the absence of an estimation of x, it is difficult to argue that this difference is, indeed, relevant. At the level of B cell responsiveness, although some observations indicate that DEs become single expressors during the course of an affinity maturation response (3, 25), it is not known whether a single expressor would initially be recruited preferentially over a phenotypic allelically included cell. Additionally, we lack data on the efficiency of triggering in cells with a 2-fold (or higher) decrease in membrane receptor density. In contrast with the idea that allelic exclusion was selected per se, one could still consider it as an indirect consequence of other selective pressures. For instance, somatic rearrangement and extensive diversification at the junctional level in the IgH locus lead to two nonproductive rearrangements in a substantial fraction of B cell precursors (7, 17). In the absence of simultaneous allelic rearrangement, the selective pressure to recruit cells for further differentiation as soon as one productive rearrangement occurs could account for the allelic exclusion we observe.

Although the frequency of phenotypic IgH allelically included cells is extremely low, given that an adult mouse has 108 B cells, at any time the animal has to cope with 104 DEs. These cells express two different IgH variable domains from which one could be self reactive, inducing, once activated, an autoimmune condition. This is unlikely because, as previously discussed, before achieving maturation, DEs should be checked for both receptors. Presumably, negative selection is ensured even if only half of the receptors in one cell are self reactive. If a parallel with T cell physiology is allowed, this rather simplistic view does not entertain the possibility of some autoimmune hazard resulting from the activation, once in the periphery, of passenger autoreactive receptors in DEs that may have escaped deletion due to low levels of surface expression (26).

Presently, several non-mutually exclusive hypotheses can be envisaged to explain the origin of IgH DEs. One very simple interpretation is to consider these cells as rare escapees that would leak through the tight mechanism of allelic exclusion. More elaborate scenarios include: 1) de novo rearrangement in the periphery; and 2) synchronous VH to (VH)DJH rearrangement on both alleles occurring in a small fraction of cells. The former scenario is unlikely to explain our results. In fact, although B cell somatic recombination activity has been reported in germinal centers (27), it remains to be formally shown that a silenced IgH allele can rearrange and be expressed in the periphery; furthermore, B cells in germinal centers lose IgM surface expression and would not be detected in our assay. On the other hand, the synchronous rearrangement hypothesis would conciliate the existence of DEs with the mainstream feedback model of allelic exclusion. By “synchronous,” we mean that both alleles rearrange within the time window defined by the first rearrangement and the decay in the potential of recombination which would compromise rearrangement in the second allele. The length of the N region has been interpreted as a measure of the activity of TdT at the time of rearrangement (28). Assuming that TdT levels change in ontogeny, similar N region lengths in both alleles could be interpreted as a signature of synchronous rearrangement. In the described DEs, this is not observed, either in D-JH or in V-DJH junctions. What about the D RF usage? The Dμ protein (transcribed and translated from a RF2 DJH, for all D elements except Q52) is thought to be involved in the shutdown of somatic recombination (29, 30), consequently driving the cell to an endpoint. This explains the RF2 counter selection observed in mature B cells. However, it is conceivable that, if cells rearrange D to JH at the same time and immediately after VH rearranges in both alleles, the cell would not have time to accumulate Dμ, and RF2 counter selection should be diminished. Although 16% of D segments were found to be in RF2 (as compared with 3% (17) previously found for single expressors), we do not valorize this finding due to the low number of sequences (2) and therefore we lack altogether support for the synchronous rearrangement hypothesis.

One last remaining possibility is based on a report in which genetic allelically included cells were described (18). It was proposed that these allelically included cells arise when the second allele is given a chance to recombine because, although the rearrangement in the first allele was productive, the correspondent H chain failed to associate with the surrogate L chain. Furthermore, it has been shown that the pre-BCR mediates a shift in the B cell VH gene repertoire, usage representation (31). Normally, pre-BCR formation is essential for B cell progression. In the c-kit+, cytoplasmic μH chain+ pre-B cell compartment, D-proximal VH genes are preferentially expressed, but, notably, most μH from the Q52 family and the 81X gene fail to form a pre-BCR. Consequently, these elements are underrepresented in the VHDJH+ pool from large pre-BII cells, which necessarily express the pre-BCR.

Could these pre-B genetic (but not phenotypic) allelically included cells correspond to a premature developmental stage of the mature DEs? The fact that close to one third of the DEs we found in the periphery use one Q52 VH in one of the alleles argues in that direction. In fact, this observation indicates that these cells failed allelic exclusion because the chain from the first allele to rearrange VHDJH+ failed to form a pre-BCR. If the second allele rearranges its VH productively and the correspondent μ-chain associates with the surrogate L chain, then these cells can progress in differentiation.

We, therefore, propose a scenario where, upon conventional L chain expression, the μ-chain that did not pair to form the pre-BCR will be “rescued” in a fraction of genotypic allelically included cells and expressed at the surface, just like the μ-chain that first paired with the surrogate L chain. This fraction is likely to be very small, following the notion that μ-chains that first failed to associate with the surrogate L chain are less prone to pair with conventional L chains (32, 33). This would largely explain the difference between the frequency we estimated for phenotypic allelically included cells and the ≈2.5% (18) calculated for genetic allelically included B lymphocytes. Although based on only 2 VDJ+/VDJ+ cells out of 39 carrying two VDJ rearrangements, this value suggests that the frequency of cells carrying two productively rearranged VDJ alleles is higher than the one for DEs. In light of this hypothesis, the CDR3 length correlation would be interpreted as an additional physical constraint imposed by the conventional L chain, to achieve IgH surface expression of both alleles.

We thank Anne Louise and Mathias Haury for help in the use of the cell sorter. We also thank Prof. Guy Bordenave for giving us the BC8 and CB20 congenic strains. We are grateful to António Bandeira, Jocelyne Demengeot, and Pablo Pereira for helpful discussions and critical reading of the manuscript and to Ken McElreavey for polishing the English.

1

V.C.B. is supported by a grant from the Programa Gulbenkian de Doutoramento em Biologia e Medicina. This work was supported by grants from the Association pour la Recherche sur le Cancer (ARC) and Agence Nationale de la Recherche sur le SIDA (ANRS).

3

Abbreviations used in this paper: IgH, Ig H chain; DEs, dual expressors; RF, reading frame; CDR, complementarity-determining region; pre-BCR, pre-B cell receptor; FSC-H, forward scatter.

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