It has been shown that dominant tolerance, namely in transplantation, requires Foxp3+ regulatory T cells. Although most tolerance-inducing regimens rely on regulatory T cells, we found that induction of tolerance to proteins in aluminum hydroxide can be achieved in Foxp3-deficient mice using nondepleting anti-CD4 Abs. This type of tolerance is Ag specific, and tolerant mice retain immune competence to respond to unrelated Ags. We demonstrated with chicken OVA–specific TCR-transgenic mice that the same tolerizing protocol (CD4 blockade) and the same target Ag (OVA) achieves Foxp3-dependent transplantation tolerance to OVA-expressing skin grafts, but Foxp3-independent tolerance when the Ag is provided as OVA–aluminum hydroxide. In the latter case, we found that tolerance induction triggered recessive mechanisms leading to elimination of effector cells and, simultaneously, a dominant mechanism associated with the emergence of an anergic and regulatory CTLA-4+IL-2lowFoxp3 T cell population, where the tolerance state is IL-10 dependent. Such Foxp3-independent mechanisms can improve the efficacy of tolerance-inducing protocols.

Since the pioneering work of Medawar and colleagues, several protocols have been proposed to achieve transplantation tolerance in adults (13). One way to achieve robust tolerance is based on the induction of hematopoietic chimerism following transplantation of donor hematopoietic stem cells, leading to a recessive state of tolerance independent of Foxp3+ regulatory T (Treg) cells (46). Other approaches, namely the use of mAbs targeting T cell coreceptors (CD3 or CD4) or costimulation (CD154), could lead to dominant transplantation tolerance in several animal models (712). Such dominant tolerance was found to be associated with peripheral induction of Foxp3+ Treg cells (13, 14). In fact, it has been shown that Foxp3-deficient mice cannot be tolerized with protocols leading to dominant tolerance, such as nondepleting anti-CD4 (15).

Several mAbs effective in achieving transplantation tolerance were also shown able to induce tolerance in autoimmunity, often associated with the emergence of Foxp3+ Treg cells (1620), as well as tolerance to allergens or model Ags (21, 22).

We became interested in the mechanisms leading to tolerance induction to Ags, and how adjuvants may influence the process, following our observations that it is possible to induce tolerance to a protein with anti-CD4 in a mouse model of allergic airway disease (21), but difficult to induce tolerance to factor VIII (FVIII) with the same mAb (or with anti-CD154) in a mouse model of hemophilia (23, 24). In fact, when the same Ag (FVIII) is expressed in tissues following gene therapy, a situation more similar to organ transplantation, it can be readily tolerized (25).

We therefore investigated the mechanisms leading to tolerance to a defined Ag (chicken OVA) when delivered as part of a skin graft (from OVA-actin transgenic mice) or delivered as OVA adsorbed to aluminum hydroxide (alum) i.p. We used OVA-specific MHC class II–restricted TCR-transgenic mice in two different genetic backgrounds (C57BL/6 and BALB/c) and the same tolerance-inducing method (nondepleting anti-CD4 mAb).

Given the known association of Foxp3+ Treg cells and dominant tolerance, it was surprising to find that, unlike tolerance to OVA-expressing skin grafts, the induction of tolerance to OVA-alum under CD4 blockade was Foxp3 independent. In this setting, tolerance induction triggered a reduction of the number of specific effector T cells, and simultaneously led to an IL-10–dependent dominant tolerance state. Remarkably, we showed that it was possible to take advantage of the Foxp3-independent tolerance protocol to boost the efficacy of tolerance induction, namely by achieving long-term survival of skin transplants in Foxp3-deficient hosts.

C57BL/6, BALB/c, C57BL/6-Tg(ACTB-OVA)916Jen/J (The Jackson Laboratory), OT-II.Rag1−/− (Taconic), DO11.10.Rag1−/− (The Jackson Laboratory), C57BL/6.IL-10−/−, C57BL/6.Rag2−/−, OT-II, DO11.10, and Wsh/Wsh mice were bred and maintained under specific pathogen-free facilities at the Instituto Gulbenkian de Ciência. Experimental animals were sex matched and between 6 and 8 wk of age. The T/B monoclonal mice (T-Bmc, 17/9 DO11.10.RAG1−/−) bear monoclonal populations of T and B lymphocytes specific for chicken OVA 323–339 and hemagglutinin (HA) of influenza virus, respectively (26). These mice were kept under specific pathogen-free conditions at the Skirball Institute Central Animal Facility, New York University Medical Center.

Transplantation experiments were conducted by grafting full thickness skin on the lateral flank of recipient mice. Grafts were observed daily and considered rejected when no viable donor skin was present. Procedures were conducted in accordance with guidelines from the Animal Use and Institutional Ethical Committees and approved by Direcao Geral de Veterinaria or New York University School of Medicine Institutional Animal Care and Use Committee (New York).

Animals were sensitized, at the times described in the text, by i.p. injection of 10 μg of OVA (grade V; Sigma, St. Louis, MO) or β-lactoglobulin (β-Lg) (Sigma), previously run through a DetoxyGel column (Pierce, Rockford, IL) following the manufacturer’s instructions, and suspended in 2 mg of endotoxin-free alum (Alu-gel-S; Serva, Heidelberg, Germany). Mice were intranasally (i.n.) challenged with 50 μg of OVA in pyrogen-free saline and sacrificed 24 h after the last challenge.

Nondepleting anti-CD4 (YTS177) (27), anti–Il-10R (1.B1.2), anti–TGF-β (1D11), and the isotype control rat anti-dog CD4 (YKIX302) mAbs were produced in our laboratory using Integra CL1000 flasks (IBS, Chur, Switzerland), and purified from culture supernatants by 50% ammonium sulfate precipitation, dialyzed against PBS, and the purity checked by native and SDS gel electrophoresis. The hybridomas were generously provided by Prof. H. Waldmann (Oxford, U.K.).

The airways were washed through the trachea by slowly infusing and withdrawing 1 ml of cold PBS 2% BSA (Sigma) three times. Eosinophilia was quantified by flow cytometry using GR-1–FITC (eBioscience, San Diego, CA), CCR3-allophycocyanin (BD Pharmingen, San Diego, CA), and MHC class II–1Percp.Cy5.5 (eBioscience), with the eosinophils identified based on the side scatter/forward scatter profile and as the GR1intMHC class IICCR3 cells (28).

Lungs were perfused with 4% formalin solution (Sigma), collected, and sectioned. Staining was performed using H&E, and mucus-containing cells were revealed using a periodic acid-Schiff stain. Photographs were taken using a Leica DM2500 microscope and a Leica DFC420 camera.

Serum titers of OVA-specific IgG1, IgG2a, and IgE were measured by ELISA using the following kits: IgG1 and IgG2a (SouthernBiotech, Birmingham, AL) with anti-OVA IgG1 standard from Serotec, Oxford, U.K.; IgE (BD Pharmingen) with anti-OVA IgE standard from Abcam (Cambridge, U.K.). Cytokine titers were determined in fresh lung tissue homogenate supernatants. Lung tissue was collected, homogenized in 100 mg/ml in HBSS (Life Technologies, Carlsbad, CA), centrifuged at 800 × g for 10 min, and the supernatant collected. The ELISA assays were performed according to the manufacturer’s instructions using the following kits: IL-13 (PeproTech, London, U.K.), IL-4, and IL-5 (BD Pharmingen).

Single-cell suspensions from spleens and lymph nodes (LN) from OT-II.Rag−/− or DO11.10.Rag−/− mice were resuspended at 5 × 107 cells per ml and stained with 5 μM of CFSE or cell trace violet (CTV) (Invitrogen, Carlsbad, CA). The cells were washed, resuspended in saline, and injected i.v. in the tail vein of C57BL/6 or BALB/c mice at a total of 1 × 107 cells per animal.

Single-cell suspensions from spleens and LNs from OT-II.Rag−/− or DO11.10.Rag−/− mice were labeled with CFSE or CTV. Cells were cocultured at 2 × 104 cells per well with bone marrow–derived dendritic cells (DCs), generated following 7 d of culture with GM-CSF (PeproTech), as stimulators (2 × 104 cells per well) in the presence of OVA323–339 peptide (H2N-ISQAVHAAHAEINEAGR-OH; New England peptide).

Cells were stained for flow cytometric analysis with CD25-PE-Cy7 (PC61.5; eBioscience), CD3-PE-Cy7 (145-2C11; eBioscience), CD8–allophycocyanin–Alexa Fluor 750 (53-6.7;), CD4-PerCp (RM4-5; BD Pharmingen), CTLA-4-bio (UC10-4B9; eBioscience), the DO11.10 TCR-specific KJ1-26 mAb conjugated with PE or allophycocyanin (BD Pharmingen), and Vβ5.1/5.2 TCR-FITC (MR9-4; eBioscience) plus Vα2 TCR-eFluor 450 (B20.1; eBioscience) were used to determine the TCR transgenic populations in the OT-II mice. Cells were then washed and fixed using Foxp3 Staining Set (eBioscience). The cells were stained for intracellular cytokines and Foxp3 with Foxp3-allophycocyanin (FJK-16s; eBioscience), IFN-γ–FITC (XMG1.2; eBioscience), IL-13–PE (eBio13A; eBioscience), IL-4–FITC (BVD6-24G2; eBioscience), IL-5–allophycocyanin (TRF K5; BD Pharmingen) and IL-2 (JES6-5H4; BD Pharmingen). Quantification of cytokines ex vivo was performed without in vitro restimulation. Apoptotic cells were identified with annexin V–biotin (BD Pharmingen) and streptavidin-allophycocyanin-Cy7 (eBioscience) labeled in Annexin V Binding Buffer (BD Pharmingen) according to manufacturer protocol. Propidium iodide solution was added right before the cells were analyzed. Analyses were performed using an LSR Fortessa (BD Biosciences). The analysis gate was set on the forward and side scatters to eliminate cell debris and dead cells.

Statistical significance was determined using the two-tailed nonparametric Mann–Whitney U test and the log rank method. Statistical analysis was performed using Prism 4.0 (GraphPad, San Diego, CA) and p values <0.05 were deemed significant (*p < 0.05, **p < 0.01, ***p < 0.001).

Previous studies have shown that induction of transplantation tolerance with nondepleting anti-CD4 mAbs requires Foxp3+ Treg cells (15, 29). We used a different strain combination, important for our subsequent studies described in this study, with a similar outcome. We assessed whether in OVA-specific TCR-transgenic mice tolerance could be induced to OVA-expressing skin grafts. We transplanted C57BL/6 and OT-II.Rag−/− mice with skin from OVA-actin transgenic mice (Fig. 1A, 1B). The animals were treated with 1 mg anti-CD4 (or isotype control) on days 0 and 2 after transplantation. We found that, both in C57BL/6 and OT-II.Rag−/− mice, CD4 blockade induced long-term allograft survival, with OT-II.Rag−/− mice (initially devoid of Treg cells) showing the emergence of peripherally induced Foxp3+ Treg cells in draining LN and spleen (Fig. 1C). To test the Foxp3 dependency of induced transplantation tolerance, we repeated the experiment with Foxp3-deficient OT-II.Rag−/−.Foxp3sc mice. We found that animals lacking functional Foxp3 could not be tolerized and readily rejected the skin allografts (Fig. 1B). We conclude that induction of transplantation tolerance with CD4 blockade depends on de novo Foxp3+ Treg generation.

FIGURE 1.

Acceptance of OVA-expressing skin grafts by TCR-transgenic mice following CD4-blockade is Foxp3 dependent. (A) C57BL/c mice were transplanted with skin grafts from OVA-actin transgenic mice in the presence of anti-CD4 mAb or an isotype control on days 0 and 2 following transplantation. Treatment with anti-CD4 led to long-term acceptance of skin grafts [●, n = 6, median survival time (MST) >100 versus MST = 13 d in the isotype control group; **p < 0.01]. (B) The same experimental protocol was used with OT-II.Rag−/− and Foxp3-deficient OT-II.Rag−/−.Foxp3sc mice. Whereas allograft survival was observed in all OT-II.Rag−/− mice treated with anti-CD4 (□, n = 6, MST >100), mice deficient in Foxp3 rejected the allografts (▪▪▪, n = 4, MST = 13 d) at the same time as isotype controls (○, n = 4, MST = 12 d; or ●, n = 4, MST = 13 d). (C) We observed the emergence of Foxp3+ Treg cells in the animals tolerized to OVA-expressing skin grafts (n = 6, *p < 0.05). (A–C) Data are representative of two independent experiments.

FIGURE 1.

Acceptance of OVA-expressing skin grafts by TCR-transgenic mice following CD4-blockade is Foxp3 dependent. (A) C57BL/c mice were transplanted with skin grafts from OVA-actin transgenic mice in the presence of anti-CD4 mAb or an isotype control on days 0 and 2 following transplantation. Treatment with anti-CD4 led to long-term acceptance of skin grafts [●, n = 6, median survival time (MST) >100 versus MST = 13 d in the isotype control group; **p < 0.01]. (B) The same experimental protocol was used with OT-II.Rag−/− and Foxp3-deficient OT-II.Rag−/−.Foxp3sc mice. Whereas allograft survival was observed in all OT-II.Rag−/− mice treated with anti-CD4 (□, n = 6, MST >100), mice deficient in Foxp3 rejected the allografts (▪▪▪, n = 4, MST = 13 d) at the same time as isotype controls (○, n = 4, MST = 12 d; or ●, n = 4, MST = 13 d). (C) We observed the emergence of Foxp3+ Treg cells in the animals tolerized to OVA-expressing skin grafts (n = 6, *p < 0.05). (A–C) Data are representative of two independent experiments.

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We then investigated the induction of long-term tolerance to the same Ag (OVA), but provided systemically as OVA-alum i.p., using allergic airway disease as readout. We tested two different OVA-specific TCR-transgenic mice (OT-II and DO11.10) in distinct genetic backgrounds (C57BL/6 and BALB/c respectively) with similar results (Fig. 2, Supplemental Fig. 1). We were particularly interested in the DO11.10 mice as these share a genetic background with T-Bmc monoclonal mice used in Fig. 3. We found that CD4 blockade could prevent allergic airway disease, as Ab-treated mice were protected from peribronchiolar inflammatory infiltrates and hyperplasia of goblet cells, as well as airway eosinophilia (Fig. 2A–C). Furthermore, OVA-specific IgG1 and IgE were significantly reduced in anti–CD4-treated mice, when compared with control animals (Fig. 2D, 2E). We also found that CD4 blockade prevented an increase in the concentration of Th2-type cytokines (IL-4, IL-5, and IL-13; Fig. 2F). Overall, these results show that preconditioning with systemic administration of OVA under CD4 blockade prevents allergic airway disease, even in TCR transgenic mice where most T cells are specific to the Ag driving the pathology.

FIGURE 2.

Tolerance induction with nondepleting anti-CD4 mAb is robust enough to prevent allergic airway disease in TCR transgenic mice. (A) OVA-specific female DO11.10 Rag+ mice were sensitized with 20 μg OVA-alum i.p. and challenged with 50 μg OVA in saline i.n. on the indicated days. Some animals were conditioned with 1 mg anti-CD4 or an isotype control. Naive animals, not subjected to any intervention, served as controls. Analysis was performed at day 23. (B) Histological sections of lung tissue were stained with H&E (left) and periodic acid-Schiff (right). Airways from anti-CD4–treated mice show a reduction in the inflammatory infiltrate and an absence of goblet cell hyperplasia. Scale bar, 100 μm (25 μm in the inset). (C) Mice treated with anti-CD4 had a reduced number of eosinophils in the bronchoalveolar lavage (n = 6, *p < 0.01). (D) The serum levels of OVA-specific IgG1 and (E) IgE were significantly reduced in anti-CD4–treated mice (n = 6, p < 0.001). (F) The concentration of Th2-type cytokines (IL-4, IL-5, and IL-13) in lung homogenates were markedly diminished in anti-CD4 bronchoalveolar lavage–treated mice (n = 6, **p < 0.01, ***p < 0.001). (A–F) Data are representative of two independent experiments.

FIGURE 2.

Tolerance induction with nondepleting anti-CD4 mAb is robust enough to prevent allergic airway disease in TCR transgenic mice. (A) OVA-specific female DO11.10 Rag+ mice were sensitized with 20 μg OVA-alum i.p. and challenged with 50 μg OVA in saline i.n. on the indicated days. Some animals were conditioned with 1 mg anti-CD4 or an isotype control. Naive animals, not subjected to any intervention, served as controls. Analysis was performed at day 23. (B) Histological sections of lung tissue were stained with H&E (left) and periodic acid-Schiff (right). Airways from anti-CD4–treated mice show a reduction in the inflammatory infiltrate and an absence of goblet cell hyperplasia. Scale bar, 100 μm (25 μm in the inset). (C) Mice treated with anti-CD4 had a reduced number of eosinophils in the bronchoalveolar lavage (n = 6, *p < 0.01). (D) The serum levels of OVA-specific IgG1 and (E) IgE were significantly reduced in anti-CD4–treated mice (n = 6, p < 0.001). (F) The concentration of Th2-type cytokines (IL-4, IL-5, and IL-13) in lung homogenates were markedly diminished in anti-CD4 bronchoalveolar lavage–treated mice (n = 6, **p < 0.01, ***p < 0.001). (A–F) Data are representative of two independent experiments.

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FIGURE 3.

Tolerance induced with CD4 blockade and OVA-alum is Foxp3 independent. (AC) All mice were treated as in Fig. 2A and MLN were analyzed by flow cytometry at d23. (A) OVA-specific T cells in MLN containing IL-4, IL-5, and IL-13 from animals treated with anti-CD4 mAb were reduced to numbers similar to mice not exposed to OVA (n = 6, **p < 0.01), whereas the number of IFN-γ+ OVA-specific T cells did not increase. (B) The frequency of OVA-specific Foxp3+ Treg cells in MLN remained unchanged in anti-CD4–treated mice. (C) There was no induction of Foxp3+ Treg cells in DO11.10.Rag−/− mice treated with OVA-alum and anti-CD4 mAbs. (D) Tolerance to OVA can be induced in mast cell–deficient mice. We quantified bronchoalveolar lavage (BAL) eosinophils from mast cell-deficient Wsh/Wsh mice and WT littermates sensitized in the presence of anti-CD4 or an isotype control (as described in Fig. 2A). Protection from airway eosinophilia following CD4 blockade was similar in both groups of mice (n = 4, ***p < 0.001). (E) BALB/c mice, treated as described in Fig. 2A, were also injected with 1 mg of a neutralizing anti–TGF-β mAb on days −1, 2, 7, 13, 15. Neutralizing mAbs did not abrogate the protective effect of CD4 blockade (n = 6, *p < 0.05). (F) Eosinophils in the BAL of T-Bmc.Foxp3sc mice and T-Bmc Foxp3-sufficient littermates sensitized with OVA-HA-alum and challenged with OVA-HA i.n. according to the protocol described in Fig. 2A. CD4-blockade prevented BAL eosinophilia in Foxp3-deficient mice, as well as in Foxp3-sufficient controls (n = 8, p < 0.001). (G) Foxp3-deficient mice treated with anti-CD4 had low levels of serum IgE (n = 8, p < 0.001). (H) The Ag-specific T cells (TCR transgenic) from Foxp3-deficient mice exposed to CD4 blockade did not polarize toward an IL-4–, IL-5–, or IFN-γ–producing phenotype (n = 8, p < 0.001). (A–H) Data are representative of two independent experiments.

FIGURE 3.

Tolerance induced with CD4 blockade and OVA-alum is Foxp3 independent. (AC) All mice were treated as in Fig. 2A and MLN were analyzed by flow cytometry at d23. (A) OVA-specific T cells in MLN containing IL-4, IL-5, and IL-13 from animals treated with anti-CD4 mAb were reduced to numbers similar to mice not exposed to OVA (n = 6, **p < 0.01), whereas the number of IFN-γ+ OVA-specific T cells did not increase. (B) The frequency of OVA-specific Foxp3+ Treg cells in MLN remained unchanged in anti-CD4–treated mice. (C) There was no induction of Foxp3+ Treg cells in DO11.10.Rag−/− mice treated with OVA-alum and anti-CD4 mAbs. (D) Tolerance to OVA can be induced in mast cell–deficient mice. We quantified bronchoalveolar lavage (BAL) eosinophils from mast cell-deficient Wsh/Wsh mice and WT littermates sensitized in the presence of anti-CD4 or an isotype control (as described in Fig. 2A). Protection from airway eosinophilia following CD4 blockade was similar in both groups of mice (n = 4, ***p < 0.001). (E) BALB/c mice, treated as described in Fig. 2A, were also injected with 1 mg of a neutralizing anti–TGF-β mAb on days −1, 2, 7, 13, 15. Neutralizing mAbs did not abrogate the protective effect of CD4 blockade (n = 6, *p < 0.05). (F) Eosinophils in the BAL of T-Bmc.Foxp3sc mice and T-Bmc Foxp3-sufficient littermates sensitized with OVA-HA-alum and challenged with OVA-HA i.n. according to the protocol described in Fig. 2A. CD4-blockade prevented BAL eosinophilia in Foxp3-deficient mice, as well as in Foxp3-sufficient controls (n = 8, p < 0.001). (G) Foxp3-deficient mice treated with anti-CD4 had low levels of serum IgE (n = 8, p < 0.001). (H) The Ag-specific T cells (TCR transgenic) from Foxp3-deficient mice exposed to CD4 blockade did not polarize toward an IL-4–, IL-5–, or IFN-γ–producing phenotype (n = 8, p < 0.001). (A–H) Data are representative of two independent experiments.

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Given the high frequency of OVA-specific T cells in DO11.10Rag+ mice and the ability to identify those cells given their TCR usage, it was possible to monitor changes in the frequency of OVA-specific T cells with different functional characteristics. Mice treated with anti-CD4 mAb showed a reduced frequency of Th2-type OVA-specific T cells in the mediastinal LN (MLN) (Fig. 3A). In addition, those animals did not show more Th1 IFN-γ+ cells (Fig. 3A). We also found that the frequency of OVA-specific Foxp3+ Treg cells did not change with the tolerogenic treatment (Fig. 3B). Furthermore, DO11.10.Rag−/− mice, devoid of thymic-derived Foxp3+ Treg cells (30) and subjected to the same tolerance induction protocol, did not develop detectable Foxp3+ T cells in the spleen or LNs (Fig. 3C). Note that the isotype of the anti-CD4 mAb is nondepleting as we (and others) have previously demonstrated. For instance, we showed that this mAb does not lead to alteration of the number of CD4 T cells in vivo that are not engaged in an immune response at the time of Ab treatment (20).

Previous studies in transplantation have implicated the de novo generation of Foxp3+ Treg cells, in a TGF-β–dependent process, in tolerance induced with anti-CD4 or costimulation blockade (13, 14). Importantly, mast cells were suggested to be critical for the establishment of such transplantation tolerance (31).

We used mast cell–deficient Wsh/Wsh mice, with a mutant allele at the W (c-kit) locus, to investigate whether mast cells also had a critical role in tolerance induction to proteins in alum (32, 33). We found that mast cell–deficient mice treated with anti-CD4 were protected from allergic airway inflammation to the same extent as littermates with normal numbers of mast cells (Fig. 3D). Furthermore we also neutralized TGF-β (using 1D11 mAb) during tolerance induction. This neutralization did not hamper protection from allergic airway disease (Fig. 3E). We confirmed that the dose of 1D11 mAb used effectively neutralized TGF-β as it was sufficient to prevent induction of transplantation tolerance (data not shown).

To definitely exclude a contribution of Foxp3+ Treg cells in tolerance induction with anti-CD4, we used T-Bmc mice deficient in Foxp3 (T-Bmc Foxp3sf) (28). These mice bear OVA-specific TCR transgenic T cells and HA-specific BCR knock-in B cells in a RAG1 knockout background. They do not develop autoimmunity in the absence of Foxp3 because all their lymphocytes are monospecific and non–self reactive. These mice were sensitized with OVA-HA-alum i.p, and later exposed to OVA-HA i.n. Foxp3-deficient animals treated with anti-CD4 displayed similar protection from allergic airway disease as Foxp3 sufficient littermates (Fig. 3F). Foxp3–deficient animals were also prevented from generating IgE and did not display an increase in Th2 cells in MLN (Fig. 3G, 3H). Collectively these results point to a Foxp3+ Treg-independent tolerance induction to proteins in alum when anti-CD4 is administered.

To investigate the impact of anti-CD4 treatment in T cell proliferation and survival, CFSE-labeled OVA-specific T cells from DO11.10.Rag−/− mice were adoptively transferred into BALB/c mice. The host animals were sensitized with OVA-alum i.p. treated or not, with anti-CD4 Abs. Lung, MLN, mesenteric LN, and spleen T cells were isolated at day 4 following treatment and analyzed by flow cytometry.

Consistent with a report on T cell response to OVA-alum administered i.p (34), MLN displayed the highest number of T cells responding to the Ag. Analysis of the CFSE dilution profile in OVA-specific T cells isolated from MLN suggests that anti-CD4 treatment prevents T cell proliferation, as the undivided cells are a greater proportion of the TCR-transgenic population unlike in mice injected with OVA alone (Fig. 4A). However, the number of undivided cells from anti-CD4–treated animals was remarkably similar to that obtained in mice treated with OVA alone, where extensive proliferation does occur, and significantly lower than in animals not treated with OVA. The difference between OVA and OVA + anti-CD4 treated groups is not in the undivided T cells but rather in the accumulation of T cells that underwent cell divisions. Given these data, either the anti-CD4 treatment is targeting the deletion of undivided cells or inducing cell death of T cells entering cell cycle.

FIGURE 4.

Impact of tolerance induction on Ag-specific CD4 T cells. Splenic and LN T cells from DO11.10.Rag−/− mice were stained with CFSE and injected i.v. into sex-matched BALB/c hosts. Recipient mice were then treated once with OVA-alum i.p. in the presence or absence of anti-CD4. Some control animals were not exposed to OVA. (A) Analysis of MLN at day 4. Dot plots were gated on CD3+ T cells. The numbers represent the frequency of TCR transgenic cells CFSE high or intermediate. (B) Absolute number of DO11.10.Rag−/− cells recovered from MLN contained in each of the CFSE regions displayed in (A). The difference in cell frequency between undivided cells from mice not injected with OVA is significantly higher than T cells from mice treated with OVA or OVA+anti-CD4 (n = 5, *p < 0.05, ***p < 0.001). (C) Frequency of apoptotic cells (labeled with annexin V) within cells that did not divide or cells that have divided. The frequency of apoptotic cells is significantly higher within the T cells undergoing cell divisions from anti-CD4–treated animals (n = 5, *p < 0.05). (D) LAG-3 and CD49b expression on DO11.10.Rag−/− cells from tolerant mice. (E) DO11.10.Rag−/− cells from tolerant mice contain a CTLA-4+IL-2low population. (F) Frequency of CTLA-4+IL-2low cells among DO11.10.Rag−/− cells. **p < 0.01. (A–F) Data are representative of three independent experiments.

FIGURE 4.

Impact of tolerance induction on Ag-specific CD4 T cells. Splenic and LN T cells from DO11.10.Rag−/− mice were stained with CFSE and injected i.v. into sex-matched BALB/c hosts. Recipient mice were then treated once with OVA-alum i.p. in the presence or absence of anti-CD4. Some control animals were not exposed to OVA. (A) Analysis of MLN at day 4. Dot plots were gated on CD3+ T cells. The numbers represent the frequency of TCR transgenic cells CFSE high or intermediate. (B) Absolute number of DO11.10.Rag−/− cells recovered from MLN contained in each of the CFSE regions displayed in (A). The difference in cell frequency between undivided cells from mice not injected with OVA is significantly higher than T cells from mice treated with OVA or OVA+anti-CD4 (n = 5, *p < 0.05, ***p < 0.001). (C) Frequency of apoptotic cells (labeled with annexin V) within cells that did not divide or cells that have divided. The frequency of apoptotic cells is significantly higher within the T cells undergoing cell divisions from anti-CD4–treated animals (n = 5, *p < 0.05). (D) LAG-3 and CD49b expression on DO11.10.Rag−/− cells from tolerant mice. (E) DO11.10.Rag−/− cells from tolerant mice contain a CTLA-4+IL-2low population. (F) Frequency of CTLA-4+IL-2low cells among DO11.10.Rag−/− cells. **p < 0.01. (A–F) Data are representative of three independent experiments.

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The analysis of the TCR transgenic cells positive for the apoptosis marker annexin V showed that the frequency of apoptotic cells was similar between undivided cells from all experimental groups (Fig. 4C). Cells undergoing divisions from anti-CD4–treated but not control mice had a significant increase in the frequency of apoptotic cells. We conclude that, along with a possible effect on T cell proliferation, anti-CD4 treatment preferentially induces apoptosis of activated cells. Similar results were observed in the C57BL/6 genetic background (Supplemental Fig. 2).

However, some Ag-specific cells could still be isolated from tolerant mice, even when tolerance is induced in TCR-transgenic mice, suggesting that a dominant regulatory mechanism is in place. Because tolerance seems to be independent of Foxp3+ Treg cells, we sought to investigate if the Ag-specific T cells recovered from tolerized mice were Tr1, which is another well-characterized Treg population reported to express CD44 and high levels of LAG-3 and CD49b (35). Although some LAG-3+ cells could be found within OVA-specific cells from tolerant mice, a LAG-3+CD49b+ population was not present, suggesting that anti-CD4 treatment was not inducing Tr1 cells (Fig. 4D). It was also recently shown that tolerance induction can be mediated by T cells expressing low levels of IL-2 and high levels of CTLA-4 (36). We found that the recovered OVA-specific T cells from anti-CD4–treated mice displayed higher frequency of CTLA-4+IL-2low T cells (Fig. 4E). Moreover, OVA-immunized mice had higher levels of IL-2 on those few cells that were CTLA-4+. We did not find changes in the level of CD25 expression on T cells from tolerized mice (Supplemental Fig. 3).

We therefore investigated whether the OVA-specific T cells that remain in tolerant mice displayed anergic behavior. By labeling TCR transgenic cells with CFSE and incubating them with OVA-loaded bone marrow–derived DCs, we could compare the proliferative ability of the OVA-specific T cells isolated from naive mice, mice sensitized with OVA-alum, or tolerized animals treated with anti-CD4 at the time of OVA-alum sensitization. We found that cells from tolerized mice proliferated less than T cells from control animals with a significant arrest in a nonproliferative state (Fig. 5A, 5B). When mice were treated with a neutralizing anti–IL-10R mAb, the anergic phenotype was partially abrogated.

FIGURE 5.

Tolerance is dominant and IL-10 dependent. OT-II.Rag−/− mice were exposed to OVA-alum i.p. under the cover of anti-CD4 (or an isotype control) administered on days 0 and 2. Some mice received anti–IL-10R on days 0 and 2. (A and B) TCR transgenic CD4 cells were collected at day 7, labeled with CFSE, and cultured for 4 d in presence of bone marrow–derived DCs loaded with OVA peptide. T cells from mice treated with anti-CD4 mAb displayed reduced proliferation. However, the proliferation capacity was partially recovered when mice were also treated with anti–IL-10R mAb (n = 5, ***p < 0.001 versus IL-10R and versus isotype groups). (C and D) TCR transgenic T cells collected at day 7 were cocultured in different ratios with CTV-labeled OT-II cells from naive mice (responder cells) in presence of bone marrow–derived DCs loaded with OVA peptide. Proliferation of responder cells was quantified on day 4. T cells from tolerant mice were suppressive, with the effect being abrogated when exposed to anti–IL-10R mAb (n = 5). (E) TCR transgenic T cells from tolerant mice were cocultured with CTV-labeled OT-II cells from naive mice (responder cells) in presence of bone marrow–derived DCs loaded with OVA peptide. In some wells IL-10 signaling was blocked with anti–IL-10R mAbs (n = 5, **p < 0.01, *p < 0.05). (F) OT-II mice (donors) were tolerized to OVA as described. Some mice received anti–IL-10R mAb on days 0 and 2. Splenic T cells were collected on day 7 and adoptively transferred into naive C57BL/6 mice (recipients), subsequently immunized with OVA i.p. on days 1 and 7 post–cell transfer. Some recipient mice received anti–IL-10R on days 1 and 7 post–cell transfer. Serum OVA-specific IgG1 was quantified on day 21 (day 14 posttransfer). (G) Adoptively transferred T cells from tolerized mice suppressed the endogenous production of OVA-specific IgG1, as measured in nontransferred mice. The administration of anti–IL-10R mAb at the time of tolerance induction, to the donor mice, prevented suppression of host T cells (n = 6, ***p < 0.001, **p < 0.01, *p < 0.05). (H) Administration of anti–IL-10R mAb to recipient mice, at the time of challenge with OVA, prevented suppression of host T cells as assessed by endogenous production of OVA-specific IgG1 (n = 5, **p < 0.01, *p < 0.05). (I) Allergic airway disease was induced in IL-10−/− mice and WT controls, some animals were treated with nondepleting anti-CD4 as described in Fig. 2A. We used bronchoalveolar lavage eosinophilia as a surrogate marker of allergic airway disease. We found CD4 blockade could prevent airway eosinophilia in WT but not in IL-10−/− mice (n = 6, ***p < 0.001). Data are representative of two independent experiments.

FIGURE 5.

Tolerance is dominant and IL-10 dependent. OT-II.Rag−/− mice were exposed to OVA-alum i.p. under the cover of anti-CD4 (or an isotype control) administered on days 0 and 2. Some mice received anti–IL-10R on days 0 and 2. (A and B) TCR transgenic CD4 cells were collected at day 7, labeled with CFSE, and cultured for 4 d in presence of bone marrow–derived DCs loaded with OVA peptide. T cells from mice treated with anti-CD4 mAb displayed reduced proliferation. However, the proliferation capacity was partially recovered when mice were also treated with anti–IL-10R mAb (n = 5, ***p < 0.001 versus IL-10R and versus isotype groups). (C and D) TCR transgenic T cells collected at day 7 were cocultured in different ratios with CTV-labeled OT-II cells from naive mice (responder cells) in presence of bone marrow–derived DCs loaded with OVA peptide. Proliferation of responder cells was quantified on day 4. T cells from tolerant mice were suppressive, with the effect being abrogated when exposed to anti–IL-10R mAb (n = 5). (E) TCR transgenic T cells from tolerant mice were cocultured with CTV-labeled OT-II cells from naive mice (responder cells) in presence of bone marrow–derived DCs loaded with OVA peptide. In some wells IL-10 signaling was blocked with anti–IL-10R mAbs (n = 5, **p < 0.01, *p < 0.05). (F) OT-II mice (donors) were tolerized to OVA as described. Some mice received anti–IL-10R mAb on days 0 and 2. Splenic T cells were collected on day 7 and adoptively transferred into naive C57BL/6 mice (recipients), subsequently immunized with OVA i.p. on days 1 and 7 post–cell transfer. Some recipient mice received anti–IL-10R on days 1 and 7 post–cell transfer. Serum OVA-specific IgG1 was quantified on day 21 (day 14 posttransfer). (G) Adoptively transferred T cells from tolerized mice suppressed the endogenous production of OVA-specific IgG1, as measured in nontransferred mice. The administration of anti–IL-10R mAb at the time of tolerance induction, to the donor mice, prevented suppression of host T cells (n = 6, ***p < 0.001, **p < 0.01, *p < 0.05). (H) Administration of anti–IL-10R mAb to recipient mice, at the time of challenge with OVA, prevented suppression of host T cells as assessed by endogenous production of OVA-specific IgG1 (n = 5, **p < 0.01, *p < 0.05). (I) Allergic airway disease was induced in IL-10−/− mice and WT controls, some animals were treated with nondepleting anti-CD4 as described in Fig. 2A. We used bronchoalveolar lavage eosinophilia as a surrogate marker of allergic airway disease. We found CD4 blockade could prevent airway eosinophilia in WT but not in IL-10−/− mice (n = 6, ***p < 0.001). Data are representative of two independent experiments.

Close modal

To investigate whether those cells from tolerant mice, besides being anergic, are suppressive, we labeled OVA-specific T cells from naive mice with CTV (responder cells), and incubated them with TCR-transgenic cells from mice sensitized with OVA-alum or tolerized with OVA-alum + anti-CD4 in the presence of OVA-loaded DCs. We found that T cells from tolerant mice suppressed the proliferation of responder cells (Fig. 5C, 5D). However, the suppressive effect was abrogated when cells were collected from mice exposed to anti–IL-10R mAbs, or when anti–IL-10R mAbs were added to the culture (Fig. 5C–E, Supplemental Fig. 4).

To establish that the tolerance state could be transferred in vivo, we induced tolerance in OT-II mice. OT-II donors were exposed to OVA-alum i.p. and anti-CD4 (tolerant) or with an isotype control (immunized). A third group of mice were treated with OVA-alum with anti-CD4 and anti–IL-10R mAb (Fig. 5F). T cells from those groups of mice were adoptively transferred into recipient C57BL/6 mice, subsequently exposed to OVA, with some recipient mice also being treated with neutralizing anti–IL-10R mAbs (Fig. 5F). Production of OVA-specific IgG1 was quantified in the serum of recipient mice (Fig. 5G, 5H). We found that T cells from immunized mice exacerbated the OVA-specific response of the host, as anticipated as donor cells contributed to a secondary response. However, cells from tolerant mice did not contribute toward a secondary response and were able to suppress the immune response driven by the endogenous C57BL/6 cells (compared with mice that did not receive donor cells). The suppression was lost by IL-10 neutralization on the host mice, but also when anti–IL-10R mAbs were given to recipient mice (Fig. 5G, 5H, Supplemental Fig. 4). Taken together, these results show that 1) cells from tolerized mice can transfer suppression; and 2) IL-10 is necessary for immune suppression.

Finally, we tested whether CD4 blockade induces immune tolerance to OVA-alum i.p. in IL-10–deficient mice (Fig. 5I). Our results indicate that IL-10−/− mice treated with anti-CD4 were not protected from allergic airway disease, as manifested by airway eosinophilia, a result anticipated from the data obtained with neutralizing mAbs.

Given our initial observation that transplantation tolerance required the induction of Foxp3+ Treg cells, we investigated whether a tolerance mechanism relying on IL-10 could support graft acceptance. C57BL/6 mice were tolerized to OVA-alum i.p. or the unrelated Ag β-Lg–alum by concomitant treatment with anti-CD4 mAb (Fig. 6A). At day 30 following the last administration of the Ag, all mice were transplanted with OVA-expressing skin grafts. We found that mice tolerized to OVA-alum i.p. accepted the OVA-expressing skin grafts (Fig. 6B). On the contrary, mice treated with anti-CD4 in the presence of an unrelated Ag (β-Lg) readily rejected the OVA-expressing skin grafts.

FIGURE 6.

Induction of transplantation tolerance in Foxp3-deficient mice. (A) C57BL/6 mice were tolerized to OVA-alum or β-LG–alum by concomitant administration of anti-CD4. On the day 30 following last mAb infusion those animals were transplanted with skin grafts from OVA-actin transgenic mice. (B) Tolerance induction with OVA-alum + anti-CD4 30 d prior to transplantation was sufficient to achieve long-term allograft acceptance in the absence of additional treatment [▪, n = 6, median survival time (MST) >60, **p < 0.01]. However, mice tolerized to an unrelated third-party Ag (β-LG) rejected their grafts at the same time as animals that did not receive anti-CD4 (● and ▪, n = 6, MST = 14 d). Data representative of two independent experiments. (C) The same experimental protocol was used with OT-II.Rag−/− and Foxp3-deficient OT-II.Rag−/−.Foxp3sc mice. The allogeneic skin transplants survived indefinitely in OT-II.Rag−/− mice treated with anti-CD4 (●, n = 7, MST >100). OT-II.Rag−/−.Foxp3sc mice showed a prolonged allograft survival with some mice accepting the transplants indefinitely (▪, n = 7, MST = 37 d). Data pooled from two independent experiments. ***p < 0.001. (D) We observed the emergence of Foxp3+ Treg cells in OT-II.Rag−/− mice tolerized with OVA-alum + anti-CD4, and subsequently transplanted with OVA-expressing skin grafts at day 60 posttransplantation (n = 6, *p < 0.05). Data are representative of two independent experiments.

FIGURE 6.

Induction of transplantation tolerance in Foxp3-deficient mice. (A) C57BL/6 mice were tolerized to OVA-alum or β-LG–alum by concomitant administration of anti-CD4. On the day 30 following last mAb infusion those animals were transplanted with skin grafts from OVA-actin transgenic mice. (B) Tolerance induction with OVA-alum + anti-CD4 30 d prior to transplantation was sufficient to achieve long-term allograft acceptance in the absence of additional treatment [▪, n = 6, median survival time (MST) >60, **p < 0.01]. However, mice tolerized to an unrelated third-party Ag (β-LG) rejected their grafts at the same time as animals that did not receive anti-CD4 (● and ▪, n = 6, MST = 14 d). Data representative of two independent experiments. (C) The same experimental protocol was used with OT-II.Rag−/− and Foxp3-deficient OT-II.Rag−/−.Foxp3sc mice. The allogeneic skin transplants survived indefinitely in OT-II.Rag−/− mice treated with anti-CD4 (●, n = 7, MST >100). OT-II.Rag−/−.Foxp3sc mice showed a prolonged allograft survival with some mice accepting the transplants indefinitely (▪, n = 7, MST = 37 d). Data pooled from two independent experiments. ***p < 0.001. (D) We observed the emergence of Foxp3+ Treg cells in OT-II.Rag−/− mice tolerized with OVA-alum + anti-CD4, and subsequently transplanted with OVA-expressing skin grafts at day 60 posttransplantation (n = 6, *p < 0.05). Data are representative of two independent experiments.

Close modal

These data show that the tolerance state was Ag specific (as mice tolerized to β-Lg did not support survival of grafts bearing a different Ag), and show that tolerant mice remained competent to mount immune responses to unrelated Ags.

Finally, we investigated whether transplantation tolerance could be achieved in the absence of Foxp3+ Treg cells. OT-II.Rag−/−.Foxp3sc mice, as well as OT-II.Rag−/− controls, were exposed to OVA-alum i.p. under the cover of anti-CD4, and later transplanted with OVA-expressing skin grafts at day 44 (as described in Fig. 6A). We found that OT-II.Rag−/−.Foxp3sc mice had a significant prolongation of graft survival, with several animals showing long-term graft survival (Fig. 6C). We also found that although TCR-transgenic mice treated with OVA-alum did not show evidence of peripheral induction of Foxp3+ Treg cells (see also Fig. 3C), subsequent skin transplantation led to the emergence of a Treg population, even without any further treatment (Fig. 6D).

Taken together, our data show that systemic administration of alloantigens prior to solid organ transplantation can provide an additional tolerogenic boost that may facilitate the induction of transplantation tolerance.

We found that the same tolerance-inducing agent (nondepleting anti-CD4 mAb) can trigger different mechanisms leading to dominant tolerance, depending on the context in which the Ag is presented to the immune system. By using TCR-transgenic mice it was possible to demonstrate that anti-CD4–mediated tolerance to an Ag in a skin graft requires the peripheral induction of Foxp3+ Treg cells. In contrast, anti-CD4–mediated tolerance to the same Ag administered by i.p. route with an adjuvant (alum) depends on a Foxp3-independent IL-10–dependent mechanism and results in apoptosis of effector cells and induction of a population of CTLA-4+IL-2low T cells that can transfer the tolerance state.

Our data demonstrates the critical role of the context in which an Ag is perceived by the immune system for therapeutic induction of tolerance. In fact, it has been paradoxical that the same reagents (such as nondepleting anti-CD4 or anti-CD154) can readily induce transplantation tolerance to multiple alloantigens including major Ags (9, 37), but fail to achieve long-term tolerance to soluble proteins in the same mouse strains (23, 24). However, the same Ag (FVIII), which is not tolerizing when administered i.v. in the absence of adjuvants (23, 24), appears to induce tolerance more easily when expressed in tissues following transduction with viral vectors (25). Our previous findings showing that robust dominant tolerance can be induced to allergens (house dust mite) in alum (21) raised the hypothesis that it is necessary some adjuvant effect to achieve tolerance with mAbs that target T cell coreceptors or costimulation (14). Such an effect can be provided by tissue inflammation (in transplantation or viral transduction) or with the use of an adjuvant like alum.

When we investigated the mechanisms leading to immune tolerance induced with OVA-alum administration under CD4 blockade, it came as a surprise that the tolerance state was Foxp3 independent. In fact, most studies using anti-CD4 (or mAbs targeting other T cell molecules) have shown that tolerance was a consequence of peripheral Foxp3+ Treg induction and could not be induced in the absence of functional Foxp3 (15). Importantly, the tolerance state we achieved in this study is long term, as mice tolerized with OVA-alum + anti-CD4 accept indefinitely OVA-expressing skin grafts transplanted later. In addition, the tolerance state is Ag specific and not due to the persistence of the tolerance-inducing mAbs, because mice tolerized with β-LG–alum + anti-CD4 reject OVA-expressing skin grafts. These data also demonstrate that tolerant animals remain immunocompetent to mount immune responses toward unrelated Ags.

By performing adoptive cell transfers of OVA-specific T cells into wild-type (WT) mice, we could follow the fate of Ag-specific cells as tolerance is induced. We found that CD4 blockade at the time of exposure to the Ag has an effect not only on the inhibition of proliferation but also favoring apoptosis of the cells as they enter the cell cycle. We have recently investigated the impact of CD4 blockade in vitro at the time of activation using mathematical models. We found that although the impact on the rate of cell proliferation and apoptosis was small, such small effects led to a major difference in the outcome (38, 39). Previous studies with costimulation blockade had also shown that activation under those tolerogenic conditions lead to apoptosis of effector cells (20, 4043), but in that case apoptosis occurred together with the induction of Treg cells (12, 44). We now found that apoptosis of the Ag-specific T cells is not complete, as some cells survive deletion. When we assessed those surviving Ag-specific cells, we found that they have a CTLA-4+IL-2low anergic and immunosuppressive phenotype that is independent of TGFβ and Foxp3. This is consistent with studies suggesting that three factors can endow a conventional T cell population with a suppressive function: TCR triggering, IL-2 repression, and CTLA-4 expression (36).

We found that IL-10, unlike Foxp3, is key for the induction of immune tolerance triggered by Ag in alum in anti-CD4–treated mice. The implication of IL-10 in transplantation tolerance has been controversial. Several studies were able to demonstrate long-term transplantation tolerance in the absence of IL-10 (13, 45, 46). The majority of studies that have shown a strong IL-10 requirement for transplantation tolerance have used donor blood transfusion as part of the tolerance-inducing regimen (47, 48). It is possible that the systemic delivery of Ags mimics the boosting of an IL-10–dependent mechanism (in addition to the recessive mechanisms associated to apoptosis and inhibition of proliferation) that we described for OVA-alum.

Given that dominant transplantation tolerance can be extended to additional Ags present in new transplanted tissue by a mechanism that was termed linked suppression (49), it may be possible to use immune-dominant alloantigens to boost tolerance to tissues through a Foxp3-independent mechanism. But more important is the realization that effective tolerance to proteins, such as in allergic diseases or protein replacement therapies (namely in hemophilia or lysosomal storage diseases), may involve robust tolerance mechanisms that are independent of Foxp3.

We are grateful to Herman Waldmann for nondepleting anti-CD4 hybridoma, and Shimon Sakaguchi for helpful suggestions.

This work was supported by Fundacao para a Ciencia e Tecnologia Portugal Grant HMSP-ICT/0034/2013 and Grant LISBOA-01-0145-FEDER-007391, a project cofinanced by FEDER through POR Lisboa 2020–Programa Operacional Regional de Lisboa, of Portugal 2020, and by Fundação para a Ciência e Tecnologia.

The online version of this article contains supplemental material.

Abbreviations used in this article:

alum

aluminum hydroxide

CTV

cell trace violet

DC

dendritic cell

FVIII

factor VIII

HA

hemagglutinin

i.n.

intranasally

β-Lg

β-lactoglobulin

LN

lymph node

MLN

mediastinal LN

Treg

regulatory T

WT

wild type.

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The authors have no financial conflicts of interest.

Supplementary data